Talk on Siegel theta series and modular forms

수학노트
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overview

  • Siegel theta series
  • Siegel modular forms
  • Siegel-Weil formula

modular forms

  • <math>\mathbb{H}=\{\tau\in \mathbb{C}|\Im \tau>0\}</math>
  • modular group <math>\Gamma=SL(2, \mathbb Z) = \left \{ \left. \left ( \begin{array}{cc}a & b \\ c & d \end{array} \right )\right| a, b, c, d \in \mathbb Z,\ ad-bc = 1 \right \}</math>
  • <math>\operatorname{PSL}(2,\mathbb{Z})=\operatorname{SL}(2,\mathbb{Z})/\{\pm I\}</math> acts on <math>\mathbb{H}</math> by
<math>\tau\mapsto\frac{a\tau+b}{c\tau+d}</math>

for <math>\left ( \begin{array}{cc}a & b \\ c & d \end{array} \right )\in \operatorname{SL}(2,\mathbb{Z})</math>

def

A holomorphic function <math>f:\mathbb{H}\to \mathbb{C}</math> is a modular form of weight <math>k</math> (w.r.t. <math>SL(2, \mathbb Z)</math>) if

  1. <math>f \left( \frac{ a\tau +b}{ c\tau + d} \right) = (c\tau +d)^{k} f(\tau)</math>
  2. <math>f</math> is "holomorphic at the cusp", i.e. it has a Fourier expansion of the following form
<math>

f(\tau)=\sum_{n=0}^{\infty}a(n)e^{2\pi i n \tau} </math>

Eisenstein series

  • for an integer <math>k\geq 2</math>, define the Eisenstein series by
<math>

E_{2k}(\tau) : =\frac{1}{2}\sum_{ \substack{ (c,d)\in \mathbb{Z}^2\\ (c,d)=1 }} \frac{1}{(c\tau+d )^{2k}} </math>

  • Fourier expansion
<math>E_{2k}(\tau):= 1+\frac {2}{\zeta(1-2k)}\left(\sum_{n=1}^{\infty} \sigma_{2k-1}(n)q^{n} \right)=1-\frac {4k}{B_{2k}}\left(\sum_{n=1}^{\infty} \sigma_{2k-1}(n)q^{n} \right)</math>

where <math>\zeta</math> denotes the Riemann zeta function, <math>B_k</math> Bernoulli number and <math>\sigma_r(n)=\sum_{d|n}d^r</math>

  • this is a modular form of weight <math>2k</math>
  • for example
<math>E_4(\tau)= 1+ 240\sum_{n=1}^\infty \sigma_3(n) q^{n}=1 + 240 q + 2160 q^2 + \cdots </math>
<math>E_6(\tau)=1- 504\sum_{n=1}^\infty \sigma_5(n) q^{n}=1 - 504 q - 16632 q^2 - \cdots </math>

the space of modular forms

thm

Let <math>M_k</math> be the space of modular forms of weight <math>k</math> and <math>M:=\bigoplus_{k\in \mathbb{Z}_{\geq 0}} M_k</math>. We have

<math>M=\mathbb{C}[E_4,E_6]</math>
  • dimension generating function
<math>

\sum_{k=0}^{\infty}\dim M_k x^k=\frac{1}{\left(1-x^4\right)\left(1-x^{6}\right)}=1+x^4+x^6+x^8+x^{10}+2 x^{12}+x^{14}+2 x^{16}+2 x^{18}+2 x^{20}+\cdots </math>

theta functions

notation

  • <math>\Lambda\subset \mathbb{R}^n</math> : integral lattice, i.e. a free abelian group with a positive definite symmetric bilinear form, i.e. <math>x\cdot y\in \mathbb{Z}</math> for all <math>x,y\in \Lambda</math>
  • we will assume that <math>\Lambda</math> is even, i.e., <math>x\cdot x\in 2\mathbb{Z}</math>
  • for a basis of <math>\Lambda</math>, fix <math>M</math>, <math>n\times n</math> matrix whose each row is a basis element
  • <math>A:=M^tM</math>, Gram matrix of <math>\Lambda</math>

definition

  • old problem in number theory : find the number of representations of a given integer by the quadratic form associated to <math>\Lambda</math>
  • for a given integer <math>N</math>, determine the size of the set <math>\{x\in\Lambda|x\cdot x=2N\}</math> or <math>\{\zeta\in \mathbb{Z}^n|\zeta A \zeta^{t} =2N\}</math>
  • denote it by <math>a(N)</math>
  • theta function of <math>\Lambda</math> is a holomorphic function on <math>\mathbb{H}</math> given by
<math>

\Theta_\Lambda(\tau)=\sum_{x\in\Lambda}q^{\frac{x\cdot x}{2}}=\sum_{N=0}^\infty a(N)q^{N}, </math> where <math>q=e^{2\pi i \tau}</math>

on theta functions of positive definite even unimodular lattices

8차원

  • <math>\dim M_4=1</math> and thus
<math>\theta_{E_8}(\tau)=E_4(\tau)=1+240 q+2160 q^2+6720 q^3+17520 q^4+30240 q^5+\cdots</math>

16차원

  • <math>\dim M_8=1</math>, <math>E_8=E_4^2</math> and
<math>

\theta_{E_8\oplus E_8}(\tau)=\theta_{D_{16}^{+}}(\tau)=E_8(\tau)\\ E_8(\tau)=1+480 q+61920 q^2+1050240 q^3+7926240 q^4+\cdots </math>

24차원

  • 틀:수학노트의 세타함수
  • modular form of weight 12
  • <math>M_{12}=\mathbb{C}\langle E_4^3,E_6^2\rangle</math>
  • let <math>{\rm gen}(L)</math> be the set of all isomorphim classes of 24-dimensional positive definite even unimodular lattices
  • to compute <math>\theta_{\Lambda}</math>, find <math>a,b</math> such that <math>\theta_{\Lambda}=a E_4^3+ bE_6^2</math>
  • we can easily determine <math>a,b</math> once we know the number <math>r</math> of roots in <math>\Lambda</math> (the coefficient of <math>q</math> in <math>\theta_{\Lambda}</math>) by solving
<math> \left\{ \begin{array}{c} a+b=1 \\ 720 a - 1008 b=r \end{array} \right. </math>
  • weighted average
<math>\left(\sum_{\Lambda\in {\rm gen}(L)}\frac{\Theta_{\Lambda}(\tau)}{|{\rm Aut}(\Lambda)|}\right)\,\cdot\,

\left(\sum_{\Lambda\in {\rm gen}(L)}\frac{1}{|{\rm Aut}(\Lambda)|}\right)^{-1}=?</math>

  • we get
<math>\left( \sum_{\Lambda\in {\rm gen}(L)}\frac{\Theta_{\Lambda}(\tau)}{|{\rm Aut}(\Lambda)|}\right)\,\cdot\,

\left(\sum_{\Lambda\in {\rm gen}(L)}\frac{1}{|{\rm Aut}(\Lambda)|}\right)^{-1}=E_{12}(\tau)</math> where <math>E_{12}</math> is the Eisenstein series

<math>

E_{12}(\tau)=1+\frac{65520 q}{691}+\frac{134250480 q^2}{691}+\frac{11606736960 q^3}{691}+\frac{274945048560 q^4}{691}+\frac{3199218815520 q^5}{691}+\cdots </math>

Siegel theta series

  • 틀:수학노트
  • for <math>g\in \mathbb{N}</math> and <math>\Lambda</math> of rank <math>n</math>, we will define the Siegel theta series <math>\Theta_\Lambda^{(g)}</math> of degree (or genus) <math>g</math> (<math>g</math> comes from the genus of Riemann surfaces)
  • <math>g=1</math> case recovers <math>\Theta_\Lambda^{(1)}=\Theta_\Lambda</math>
def (half-integral matrix)

A symmetric matrix <math>N\in \operatorname{GL}(g,\mathbb{Q})</math> is called half-integral if <math>2N</math> has integral entries with even integers on the diagonal

representations of a quadratic form by another quadratic form

  • we want to find the number of representations of a quadratic form by the quadratic form of <math>\Lambda</math>
  • let <math>g\leq n</math>
  • <math>\underline{x}</math> : <math>g\times n</math> matrix whose row is an element of <math>\Lambda</math>
  • for each half-integral <math>g\times g</math> matrix <math>\underline{N}=(N_{ij})</math>, let <math>a(\underline{N})</math> be the number of elements in <math>\{\underline{x}=(x_i)\in\Lambda^{g}| x_i\cdot x_j=2N_{ij}\}</math>
  • a given <math>\underline{x}</math> can be written as <math>\underline{x}=\underline{\zeta}M</math> for some <math>\underline{\zeta}</math>, a <math>g\times n</math> integer matrix
  • <math>a(\underline{N})</math> is the number of elements in <math>\{\underline{\zeta}\in\mathbb{Z}^{g,n}|\underline{\zeta} A \underline{\zeta}^t =2\underline{N}\}</math>

definition

  • Let <math>\tau=(\tau_{ij})</math> be a symmetric <math>g\times g</math> matrix
  • for <math>\Lambda</math>, the theta series <math>\Theta_\Lambda^{(g)}</math> of genus <math>g</math> is defined by
<math>

\begin{align} \Theta_\Lambda^{(g)}(\tau)&=\sum_{\underline{x}\in\Lambda^{g}}e^{\pi i\operatorname{Tr}(\underline{x}\cdot \underline{x} \tau)}\\ &=\sum_{\underline{\zeta}\in\mathbb{Z}^{g,n}}e^{\pi i\operatorname{Tr}(\underline{\zeta} A \underline{\zeta}^{t}\tau)}\\ &=\sum_{\underline{N}:\text{h.i.}} a(\underline{N})e^{2\pi i\operatorname{Tr}(\underline{N}\tau)} \end{align} \label{tg} </math>

note on trace

  • in the last equality, we used the following property of trace
  • for two <math>n\times n</math> matrices <math>A=(a_{ij})</math> and <math>B=(b_{ij})</math>,
<math>

\operatorname{tr}(AB)=\sum_{i,j=1}^{n}a_{ij}b_{ji} </math>

  • if <math>A</math> and <math>B</math> are symmetric,
<math>

\operatorname{tr}(AB)=\sum_{i,j=1}^{n}a_{ij}b_{ij} </math>

  • the series \ref{tg} converges absolutely if <math>\tau</math> is an element of
<math>

\mathcal{H}_g:=\left\{\tau \in \operatorname{Mat}_{g \times g}(\mathbb{C}) \ \big| \ \tau^{\mathrm{T}}=\tau, \textrm{Im}(\tau) \text{ positive definite} \right\} </math>

  • it is a holomorphic function on <math>\mathcal{H}_g</math>

Siegel theta functions of even unimodular lattices

8차원

  • <math>g=2</math> case
  • Fourier coefficient of <math>\Theta_{E_8}^{(2)}</math>
  • <math>N = \Bigl( {a \atop b/2} \thinspace {b/2 \atop c} \Bigr) \in

\operatorname{Mat}_{2\times 2}({1 \over 2}\Z)</math>, positive semi-definite, half-integral matrix

  • for <math>\tau=\left(

\begin{array}{cc} \tau _1 & z \\ z & \tau _2 \end{array} \right)</math>,

<math>

\operatorname{Tr}(N\tau)=a \tau _1+b z+c \tau _2 </math>

  • by setting <math>q_i=e^{2\pi i \tau_i}</math>, <math>\zeta=e^{2\pi i z}</math>, we get
<math>\exp(2\pi i \operatorname{Tr}(N\tau))=q_1^a\zeta^bq_2^c</math>
  • let us compute <math>a(N)</math> for <math>N=

\left( \begin{array}{cc} 0 & 0 \\ 0 & 0 \end{array} \right), \left( \begin{array}{cc} 1 & 0 \\ 0 & 0 \end{array} \right), \left( \begin{array}{cc} 1 & 0 \\ 0 & 1 \end{array} \right)</math>.

  • for the third one, we may use the following property of the <math>E_8</math> root system <math>\Phi</math>
  1. for a given <math>v\in \Phi</math>, there exist 126 elements in <math>\Phi</math> orthogonal to <math>v</math>
  2. 240*126=30240
  • table
<math>

\begin{array}{c|c|c|c|c|c|c|c|c|c|c} N & \left( \begin{array}{cc} 0 & 0 \\ 0 & 0 \end{array} \right) & \left( \begin{array}{cc} 1 & 0 \\ 0 & 0 \end{array} \right) & \left( \begin{array}{cc} 0 & 0 \\ 0 & 1 \end{array} \right) & \left( \begin{array}{cc} 2 & 0 \\ 0 & 0 \end{array} \right) & \left( \begin{array}{cc} 0 & 0 \\ 0 & 2 \end{array} \right) & \left( \begin{array}{cc} 1 & -1 \\ -1 & 1 \end{array} \right) & \left( \begin{array}{cc} 1 & -\frac{1}{2} \\ -\frac{1}{2} & 1 \end{array} \right) & \left( \begin{array}{cc} 1 & 0 \\ 0 & 1 \end{array} \right) & \left( \begin{array}{cc} 1 & \frac{1}{2} \\ \frac{1}{2} & 1 \end{array} \right) & \left( \begin{array}{cc} 1 & 1 \\ 1 & 1 \end{array} \right) \\ \hline

a(N) & 1 & 240 & 240 & 2160 & 2160 & 240 & 13440 & 30240 & 13440 & 240 \\

\hline

\exp(2\pi i \operatorname{Tr}(N\tau)) & 1 & q_1 & q_2 & q_1^2 & q_2^2 & \frac{q_1 q_2}{\zeta^2} & \frac{q_1 q_2}{\zeta} & q_1 q_2 & q_1 q_2 \zeta & q_1 q_2 \zeta^2

\end{array} </math>

16차원

  • <math>E_8\oplus E_8</math> and <math>D_{16}^{+}</math> lattice
  • for <math>g=1,2,3</math>, <math>\Theta_{E_8\oplus E_8}^{(g)}=\Theta_{D_{16}^{+}}^{(g)}</math>
  • <math>\Theta^{(4)}_{E_8\oplus E_8}\neq \Theta^{(4)}_{D_{16}^{+}}</math>
  • <math>\Theta^{(4)}_{E_8\oplus E_8}-\Theta^{(4)}_{D_{16}^{+}}</math>, Siegel cusp form of weight 8 called the Schottky form

24차원

  • for 24 Niemeier lattices, the associated theta series are linearly dependent in degree <math>\leq</math> 11 and linearly independent in degree 12 (Borcherds-Freitag-Weissauer, 1998)
thm

For a positive definite even unimodular lattice <math>\Lambda</math>, <math>\theta^{(g)}_{\Lambda}</math> is a Siegel modular form of weight <math>\frac{n}{2}</math> w.r.t. <math>\Gamma_g</math>

symplectic group

  • symplectic group <math>\Gamma_g:=\operatorname{Sp}(2g,\Z)=\{M\in \operatorname{GL}(2g,\mathbb{Z})|M^T J_{g} M = J_{g}\}</math>

where

<math>

J_{g} =\begin{pmatrix}0 & I_g \\-I_g & 0 \\\end{pmatrix} </math>

  • <math>2g\times 2g</math> matrix
  • one can check that for
<math>M=\begin{pmatrix}A & B \\ C & D \\\end{pmatrix}\in \Gamma_g,</math>
<math>

\begin{align} A^tC=C^tA \\ B^tD=D^tB \\ A^tD-C^tB= I_g \end{align} </math>

  • the lattice <math>\mathbb{Z}^{2g}</math> of rank <math>2g</math> with basis <math>a_1,\cdots, a_g,b_1\cdots,b_g</math> with the symplectic form
<math>

\langle a_i,b_j \rangle = \begin{cases} 1, & \text{if }i=j\\ 0, & \text{if }i\neq j \\ \end{cases} </math>

  • then <math>\Gamma_g=\operatorname{Aut}(\mathbb{Z}^{2g},\langle,\rangle)</math>
  • note that
<math>

\begin{pmatrix} I_g & S \\ 0& I_g \\\end{pmatrix} \in \Gamma_g </math> for any symmetric integral matrix <math>S</math>

Siegel upper-half space

  • <math>\mathcal{H}_g</math>
<math>

\mathcal{H}_g=\left\{\tau \in \operatorname{Mat}_{g \times g}(\mathbb{C}) \ \big| \ \tau^{\mathrm{T}}=\tau, \textrm{Im}(\tau) \text{ positive definite} \right\} </math>

  • there is an action of <math>\Gamma_g</math> on <math>\mathcal{H}_g</math> by
<math>

\tau\mapsto \gamma(\tau)=(A\tau +B)(C\tau + D)^{-1} </math>

  • we need to check that <math>C\tau + D</math> Is invertible and <math>\Im{\gamma(\tau)}>0 </math>

Riemann bilinear relation

  • 틀:수학노트
  • <math>X</math> : compact Riemann surface of genus <math>g</math>
  • there exists a basis <math>a_1, \dots, a_g,b_1,\cdots,b_g</math> of <math>H_1(X, \mathbb{Z}) \cong \mathbb{Z}^{2g}</math> with the intersection pairing (canonical homology basis)
<math>

\langle a_i,b_j \rangle = \begin{cases} 1, & \text{if }i=j\\ 0, & \text{if }i\neq j \\ \end{cases} </math>

  • there exists a basis of the space of holomorphic 1-form, <math>\omega_1,\cdots,\omega_{g}</math> such that
<math>

\int_{a_i}\omega_j=\delta_{ij} </math>

  • if we set <math>\tau_{i,j}=\int_{b_i}\omega_j</math>, then <math>\tau=(\tau_{i,j})_{1\leq i,j\leq g}</math> satisfies the following properties
  1. <math>\tau^{\mathrm{T}}=\tau</math>
  2. <math>\textrm{Im}(\tau)</math> is positive definite
  • this is called the Riemann bilinear relation
  • <math>\tau\in \mathcal{H}_g</math> and and it is called a period matrix of <math>X</math>
  • <math>\mathcal{A}_g=\mathcal{H}_g/\Gamma_g</math> : moduli space of principally polarized abelian varieties

Siegel modular forms

definition

A holomorphic function <math>f:\mathcal{H}_g\to \mathbb{C}</math> is a Siegel modular form of weight k and genus(or degree) <math>g</math> if

<math>

f \left( (A\tau +B)(C\tau + D)^{-1}\right) = \det(C\tau +D)^{k} f(\tau),\, \forall \begin{pmatrix}A & B \\ C & D \\\end{pmatrix}\in \Gamma_g </math> and it must be holomorphic at the cusp if <math>g=1</math>

  • denote the vector space of such functions as <math>M_k(\Gamma_g)</math>

Fourier expansion

  • note that
<math>

\begin{pmatrix} I_g & S \\ 0& I_g \\\end{pmatrix}\cdot \tau = \tau+S </math>

  • <math>f\in M_k(\Gamma_g)</math> satisfies <math>f(\tau+S)=f(\tau)</math> for any symmetric integral <math>S</math>
  • we get the following expansion
<math>

f(q_{11},\cdots, q_{gg})=\sum_{n_{11},\cdots, n_{ij},\cdots, n_{gg}\in \mathbb{Z}}a(n_{11},\cdots, n_{gg})q_{11}^{n_{11}}\cdots q_{gg}^{n_{gg}} \label{fou1} </math> where <math>q_{ij}=e^{2\pi i \tau_{ij}}</math>, <math>i\leq j</math>

  • define a symmetric matrix <math>N=(N_{ij})_{1\leq i,j\leq g}</math> as
<math>

N_{ij}= \begin{cases} n_{ii}, & \text{if </math>i=j<math>}\\ n_{ij}/2, & \text{if </math>i\neq j<math>} \end{cases} </math>

  • <math>\operatorname{Tr}(N\tau)=\sum_{i=1}^{g}N_{ii}\tau_{ii}+2\sum_{1\leq i<j\leq g}N_{ij}\tau_{ij}</math>
  • <math>\exp(2\pi i \operatorname{Tr}(N\tau))=q_{11}^{n_{11}}\cdots q_{gg}^{n_{gg}}</math>
  • \ref{fou1} can be rewritten as
<math>f(\tau)=\sum_{N}a(N)\exp\left(2\pi i \operatorname{Tr}(N\tau)\right)</math>

where the summation is over <math>N=(N_{ij})\in \operatorname{Mat}_g(\frac{1}{2}\mathbb{Z})</math> half-integral matrix

Koecher Principle

For a Siegel modular form <math>f\in M_k(\Gamma_g)</math>, if <math>N</math> is not a positive semi-definite matrix, then <math>a(N)=0</math>. (this is why holomorphicity at the cusp is not necessary if <math>g>1</math>)

지겔 모듈라 형식의 예

<math>

E_{k}^{(g)}(\tau) = \sum_{(C,D)} \frac{1}{\det(C\tau +D)^{k}} </math> where the summation is over all

<math>

\begin{pmatrix}A & B \\ C & D \\\end{pmatrix}\in \Gamma_{g,0}\backslash \Gamma_{g} </math> and

<math>

\Gamma_{g,0}=\{\begin{pmatrix}A & B \\ 0 & D \\\end{pmatrix}\in \Gamma_{g}\} </math> (the summation extends over all classes of coprime symmetric pairs, i. e. over all inequivalent bottom rows of elements of <math>\Gamma_g</math> with respect to left multiplications by unimodular integer matrices of degree <math>g</math>. In other words, the sum is over a full set of representatives for the cosets <math>\operatorname{GL}(g,\mathbb{Z})\backslash \Gamma_{g}</math>)

Siegel-Weil formula

thm

For a positive definite even unimodular lattice <math>L</math>,

<math>\left( \sum_{M\in {\rm gen}(L)}\frac{\Theta_M^{(g)}(Z)}{|{\rm Aut}(M)|}\right)\,\cdot\,

\left(\sum_{M\in {\rm gen}(L)}\frac{1}{|{\rm Aut}(M)|}\right)^{-1}= E^{(g)}_{k}(Z),</math>

Moreover, the Fourier coefficients <math>a_{E}(N)</math> of <math>E</math> can be expressed as an infinite product of local densities

<math>

a_{E}(N)=\prod_{p:\text{primes}}\beta_{L,p}(N) \label{lp} </math>

mass formula

  • for a half-integral <math>N</math>,
<math>

a_{E}(N)=\left( \sum_{M\in {\rm gen}(L)}\frac{r_M(N)}{|{\rm Aut}(M)|}\right)\,\cdot\, \left(\sum_{M\in {\rm gen}(L)}\frac{1}{|{\rm Aut}(M)|}\right)^{-1} </math> where <math>\Theta_M^{(g)}(Z)=\sum_{N}r_M(N)\exp\left(2\pi i \operatorname{Tr}(N\tau)\right)</math>

  • if <math>2N</math> is a Gram matrix of <math>L</math>, then we obtain
<math>

a_{E}(N)=\left(\sum_{M\in {\rm gen}(L)}\frac{1}{|{\rm Aut}(M)|}\right)^{-1} </math> as

<math>

r_M(N) = \begin{cases} |\operatorname{Aut}(L)|, & \text{if }L\sim M \\ 0, & \text{if }L\nsim M \\ \end{cases} </math>

  • then we can express
<math>

a_{E}(N)=\left(\sum_{M\in {\rm gen}(L)}\frac{1}{|{\rm Aut}(M)|}\right)^{-1} </math> in terms of local densities \ref{lp}, which gives the Smith-Minkowski-Siegel mass formula